The following information is provided, as required by law, to assist you in understanding our privacy policy and how we handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. “Personal information” refers to the nonpublic financial information obtained by Sugar Maple Asset Management, LLC in connection with carrying out its services.

INFORMATION WE COLLECT

Sugar Maple Asset Management, LLC collects personal information as part of our relationship to you, to provide client services and fulfill legal and regulatory requirements. The type of information collected may include:

• Information we receive from you on forms (such as name, address, Social Security number, assets and income)
• Information you provide us directly about your personal finances or personal circumstances or which Sugar Maple Asset Management, LLC may receive from brokerage statements or other information you authorize us to receive.

INFORMATION DISCLOSED IN ADMINISTERING PRODUCTS AND SERVICES

Sugar Maple Asset Management, LLC will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. We do not sell any personal information about you to any third party, and will not disclose personal information without your authorization, except as required or permitted by law.

PROCEDURES TO PROTECT CONFIDENTIALITY AND SECURITY OF YOUR PERSONAL INFORMATION

Sugar Maple Asset Management, LLC has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. We educate our employees on the importance of protecting the privacy and security of confidential personal information.

Our policy and procedures are updated when necessary to ensure that your privacy is maintained and that we conduct business in a way that fulfills our commitment to you. If we make any material changes in its privacy policy, we will make that information available to clients through our website and/or other communications.